ROLE OVERVIEW
PURPOSE OF JOB
Act as the Compliance Consultant and provide compliance and administrative services.
MAIN RESPONSIBILITIES AND DUTIES
The Compliance Consultant will:
- Perform the compliance officer, money laundering reporting officer (“MLRO”) and risk manager functions for several DIFC and/or ADGM based regulated financial service providers.
- Establish and maintain relationships with clients, regulators, authorities and business partners.
- Ensure adequate time registration and communication.
- Ensure correct and timely clients` invoicing.
- Organize first line follow-up on outstanding invoices with the clients.
- Report delivery issues and complaints to the management.
- Encourage participation in Compliance client projects, framework development, regulatory update and quality control projects.
- Collaborate with the management in the development of new services efforts to increase efficiency and effectiveness creating a positive working environment.
- Handle authorization / incorporation projects for JTC regulated clients.
ESSENTIAL REQUIREMENTS
- Master’s degree in law, financial management, business administration or similar.
- Registration with the DFSA and FSRA or other financial services regulator as responsible individual for the compliance, MLRO and risk management functions.
- Minimum of three years of relevant experience in compliance, MLRO and/or risk management functions at senior management level.
- Knowledge and understanding of concepts and regulatory requirements that are common in the financial services industry. involvement in compliance, MLRO and/or risk management functions at senior management level.
- Excellent interpersonal skills to work collaboratively with clients and colleagues.
- Team leadership skills.
- Consultancy skills: ability to communicate with relevant stakeholders (senior management, directors, shareholders, auditors, regulators and authorities) with an appropriate level of diplomacy and solution driven mindset.
- Attention to detail and quality.
الإبلاغ عن وظيفة
