Compliance Officer

Emirates NBD - Dubai

Department Description:
The Compliance Organization Unit is responsible for ensuring that the Bank complies with all relevant external laws and regulations applicable in the various jurisdictions that the Bank operates in Significantly this includes compliance with Sanctions Anti Money LaunderingAML and Counter Terrorist FinancingCTF requirements not only of the countries that the Bank operates in but increasingly there is an expectation of compliance with those of key US and EU regulators
Brief Description:
Setting out the relevant regulatory requirements and expectations that the Bank must comply with in an Obligations Register which then maps these to the Banks policies procedures and processesincluding systems
Working with the business to monitor and set appropriate policies procedures and processes to ensure compliance with regulatory requirements expectations and industry best practices
Providing official written and informal guidance and advice on Compliance matters to the respective businesses as and when requiredeg on a client product or transaction basis

Detailed Description:
The incumbent is responsible for identifying reasonable grounds of suspicion from FCC perspective drafting and reporting of suspicious and unusual transactions and activities in the format of STRs SARs including following up with Business Units and other internal departments across the Group where the international jurisdiction allows it to support a consistent approach and promote high quality of reporting and efficiencies across the Compliance activities
Job Requirements:
Review all cases escalated from various units for potential money laundering risks or concerns and prepare the draft on the cases to be reported to FIU
STR shall be filed in timely manner by adhering to the FIU requirements All the requirements should be submitted within the agreed TAT on the team
Provide feedback to business within agreed TAT on customers about STRExit etc
All FIU responses to be addressed with the TAT provided by FIU
Maintaining and providing of accurate MI as instructed on all aspects related to STRs within the expected timelines
Providing assistance to the Group Compliance in adhoc Compliance projects and investigations

Additional Details:
Good understanding of AML KYC Sanctions Name screening
Sound compliance knowledge
Analytical and attention to detail
Problem identification and solving skills
Good written and oral communication skills
Ability to communicate at both detailed and concise levels with all levels of management
Good time management skills and adherence to deadlines is essential
Good team management skills
Demonstrated project management and leadership skills
Negotiation and influencing skills
MIS Skills
Qualifications AS Mentioned in the JD Primary Location: United Arab Emirates-Dubai-Dubai - Nadd Al Shiba, Meydan, Building P Job: Risk Management Organization: Retail Compliance Schedule: Regular Shift: Standard Job Type: Full-time Day Job Job Posting: Oct 18, 2021, 1:15:22 AM

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